Technology Governance and Compliance Analyst
Company: Fisher Investments
Location: Wylie
Posted on: May 9, 2022
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Job Description:
It's an exciting time to be in our Technology department; we're
investing in the future of our firm's technology. Our business is
growing internationally, which emphasizes the need to build an
unparalleled technology team that inspires future global growth
through strategic solutions and progress. We help support our
firm's diverse businesses, and we're excited to continue
solidifying that foundation as we add more experienced
technologists to our team.
Our Technology Department is now looking for a Technology
Governance Analyst to join our team and report to the Associate
Vice President - Technology Governance. The Technology Governance
Analyst analyzes the effectiveness of technology controls, managing
projects and ensuring compliance with regulatory requirements. You
will also conduct technology operational audits and risks
assessment, including reviewing findings and preparing audit
reports.
The Day-to-Day:
Develop an ongoing technology risk management program which will
include facilitating risk decisions, developing risk management
metrics, participating in risk assessments and tracking risks
remediation efforts
Lead the review of and prioritize the development of controlled
documents (e.g., Policies, Standard Operating Procedures (SOPs) and
Work Instructions (WIs)) by working with the business, technology,
Data Privacy Office (DPO) and Enterprise Risk Management (ERM)
Implement internal FI Technology audits, create the audit report,
and determine if any Corrective Actions and Preventative Actions
(CAPAs)
Ensure that the effectiveness checks are in place by performing an
initial root cause investigation to ensure that the issue has been
identified
Perform testing of internal controls to evaluate effectiveness of
policies, processes and procedures
Identify areas where internal controls may not exist and support
the process of making recommendations, including the creation of
new internal controls, and improving current internal controls
Prepare and provide written and oral reports, communications and
presentations to management presenting recommendations for internal
control improvement and facilitating management action plans
Develop dashboards and metrics for measuring efficiency of
implemented controls
Perform other tasks and project to support programs on process
improvements and execution of governance projects
Be the technology liaison and coordination point for Enterprise
Risk Management, Information Security and Compliance teams
Your Qualifications:
6+ years of experience in Technology, with 3+ years in technical
compliance and audit
Experience in Governance, Risk & Compliance and knowledge of Cloud
technologies (e.g. SaaS)
Bachelor's degree or equivalent combination of
education/experience
Experience with risk assessments and designing controls, creating
standards/procedures on IT Operations
Experience interpreting standards, regulations and laws and
communication to all levels of the firm
Excellent technical skills in multiple areas including system
configuration, security models, use cases, BI, and databases
Why Fisher Investments:
At Fisher Investments, we work for a bigger purpose: bettering the
investment universe. From unmatched service to unique perspectives
on investing, it's the people that make the Fisher purpose
possible. And we invest in them by offering exceptional benefits
like:
100% paid medical, dental and vision premiums for you and your
qualifying dependents
A 50% 401(k) match, up to the IRS maximum
20 days of PTO*, plus 9 paid holidays
8 weeks paid Primary Caregiver Parental Leave
Back-up Child Care Program available, offering up to 10 days
annually
A cumulative learning and development framework customized for
every employee
An award-winning work environment - we're Great Place to Work
Certified, and Top Workplace winners from The Oregonian
We take great pride in our inclusive culture. We value the
different perspectives and unique skills you bring to the team - it
makes us all better. Success at Fisher Investments is motivated by
results, a collaborative mindset and a commitment to accomplishing
great things - so if you are ready to do that, we are ready for
you! Apply today to be a part of a team environment where you make
a difference in the lives of people by bettering the investment
universe.
*California employees accrue up to 17 days of PTO and 3 days of
sick time per year.
FISHER INVESTMENTS IS AN EQUAL OPPORTUNITY EMPLOYER
Keywords: Fisher Investments, Wylie , Technology Governance and Compliance Analyst, IT / Software / Systems , Wylie, Texas
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